Today’s financial institutions are faced with a myriad of complex, ever-advancing regulations, where the costs of non-compliance can result in permanent reputational damage, personal liability and even derailment of an entire enterprise. For this reason, it is crucial that your business has robust, personalised strategies to manage and mitigate risk.
At Rochford, we are acutely aware that financial services businesses, now more than ever, require a holistic approach to operationalise regulation, governance, and integrity within their ranks.
Our clients benefit from a preventative, solutions-focused approach to regulation and conduct, tailored to your firm’s risk exposure, and carefully balanced against your commercial goals.
Who we help:
- Payments, FX and remittance firms
- Crypto-currency brokers and exchanges
- Trading firms
- Financial advisers