Regulatory Info

Rochford Capital Pty Limited’s (Rochford) principal place of business is Level 3, 379 Kent Street, Sydney NSW 2000.

Rochford is regulated by the Australian Securities and Investments Commission (ASIC) and authorised under its Australian Financial Services Licence (AFSL) to provide dealing, market-making and financial advice services to wholesale clients, in relation to derivatives, foreign exchange contracts and basic deposit products. AFSL No 361276.

Rochford is subject to certain money laundering and terrorism financing obligations imposed under the AML/CTF Act 2006 (Cth) and the AML/CTF Rules 2007 (Cth) for the provision of certain services it offers.

Rochford is a member of the Australian Financial Complaints Authority (AFCA), membership no. 32691.